GEORGE BUSSANICH

Regulator action

United States. Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/05/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012031107102 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: George Bussanich CRD No. 4552414 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, George Bussanich, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violation described below. This AWC is submitted on the condition that,
Reference 2012031107102finra.org data-portal.finra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/03/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013037970601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: George Bussanich, Respondent CRD No. 4552414 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC”) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2013037970601data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4552414

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