DARRELL WAYNE MIKULENCAK

03/06/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. DARRELL W. MIKULENCAK (CRD No. 2661351), Respondent. Disciplinary Proceeding No. 2013037950901 Hearing Officer-KBW DEFAULT DECISION March 6, 2015 Respondent is barred from associating with any member firm in any capacity for the unauthorized use of a notary public's seal and forging the notary public's signature, in violation of FINRA Rule 2010. Respondent is also

09/15/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Darrell W. Mikulencak (CRD No. 2661351), Respondent. DISCIPLINARY PROCEEDING No. 20130379509 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. In 2013, while registered with First Brokerage America, Mikulencak made unauthorized use of a notary public's seal and forged the notary's signature on various documents associated with broker-dealer accounts. This conduct violated

Reference 2013037950901data-portal.finra.orgdata-portal.finra.orgfinra.org

03/11/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011026089701 To: Department of Enforcement Financial Industry Regulatory Authority (FINRA) Re: Darrell Wayne Mikulencak General Securities Representative CRD No. 2661351 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Darrell Wayne Mikulencak, submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is

Reference 2011026089701data-portal.finra.orgfinra.org