Peter Orlando

01/29/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. PETER ORLANDO (CRD No. 1142715), Respondent. Disciplinary Proceeding No. 2014043863001 Hearing Officer-CC HEARING PANEL DECISION January 29, 2019 Respondent engaged in unethical conduct by assuming control over an elderly customer's finances, made an unsuitable recommendation to the customer, and

03/16/2020: BEFORE THE NATIONAL ADJUDICATORY COUNCIL FINANCIAL INDUSTRY REGULATORY AUTHORITY In the Matter of Department of Enforcement, Complainant, vs. Peter Orlando Taunton, MA, Respondent. DECISION Complaint No. 2014043863001 Dated: March 16, 2020 Registered representative unethically exploited a senior customer for financial reasons, made an unsuitable recommendation to the customer, and

02/07/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OFHEARINGOFFICERS Department of Enforcement, Complainant, v. Peter Orlando (CRD No. 1142715), Respondent. DISCIPLINARY PROCEEDING NO. 2014043863001 HEARING OFFICER: COMPLAINT The Department of Enforcement alleges: SUMMARY 1. Beginning in August 2014 through September 2014, while associated with MetLife Securities, Inc.

Reference 2014043863001data-portal.finra.orgdata-portal.finra.orgdata-portal.finra.orgfinra.org