JERRY DON BAILEY
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/21/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E062003037501 TO: Department of Enforcement NASD RE: Jerry Don Bailey Investment Company & Variable Contracts Products Representative CRD No. 175685B Pursuant to Rule 9216 of NASD Code of Procedure, Jerry Don Baiiey ("Bailey" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below.
Reference E062003037501data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1756858 |
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