JENNIFER B. YOUNG

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/26/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JENNIFER B. YOUNG (CRD No. 2527700), Respondent. Disciplinary Proceeding No. 2008012237901 DEFAULT DECISION Hearing Officer - Sara Nelson Bloom January 26, 2010 For misappropriation of funds, in violation of Rule 2110, and for failure to appear for testimony, in violation of Rules 8210 and 2010, Respondent is barred from associating with any FINRA member in any capacity. Appearances Helen G.
Reference 2008012237901finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	2527700

Other names1

Also known as1

JENNIFER BIRRELL YOUNG

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