HUGH R. HUNSINGER JR.
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/15/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, V. HUGH R. HUNSINGER, JR. (CRD No. 2179745), Respondent. Disciplinary Proceeding Complainant, No. 2011030045101 Hearing Officer-RLP DEFAULT DECISION October 15, 2013 Respondent is barred from associating with any FINRA member in any capacity for each of the following violations: (i) converting customer funds, in violation of NASD Rules 2330(a) and 2110, and FINRA Rules 2150 and 2010; (ii) engaging in
06/06/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Hugh R. Hunsingcr, Jr. (CRD No. 2179745), Respondent. DISCIPLINARY PROCEEDING No.2011030045101 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. From about December 2002 to about July 2011, Hugh R. Hunsinger, Jr. ("Respondent") misappropriated a total of $1,452,503.57 from the accounts of two customers, HRH and MLH, his elderly and unsophisticated parents.
Reference 2011030045101data-portal.finra.orgfinra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2179745 |
Other names1
Also known as1
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