Dennis Phillip Ayre
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/28/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020067277801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Dennis Phillip Ayre (Respondent) Former General Securities Representative CRD No. 5365176 Pursuant to FINRA Rule 9216, Respondent Dennis Phillip Ayre submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2020067277801data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5365176 |
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