Nex Systems
Person

JUSTIN WILLIAM KEENER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/20/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JUSTIN WILLIAM KEENER (CRD No. 2956478), Respondent. Expedited Proceeding No. FP1110005 STAR No. 2011029820501 Hearing Officer - LBB HEARING PANEL DECISION July 20, 2012 Respondent, an associated person of a FINRA member firm for purposes of FINRA Rule 8210, refused to respond to Rule 8210 requests issued by FINRA staff

    Reference 2011029820501data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2956478

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