JENNIFER R HUELSMANN
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/24/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JENNIFER R. HUELSMANN (CRD No. 4125761), Respondent. Disciplinary Proceeding No. 2006007057301 DEFAULT DECISION Hearing Officer - Sara Nelson Bloom November 24, 2008 For misuse of funds, in violation of Rule 2110, and for failure to provide requested information, in violation of Rules 8210 and 2110, Respondent is barred from associating with any FINRA member in any capacity. Appearances Richard S.
Reference 2006007057301data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4125761 |
Other names1
Also known as1
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