ANTHONY J. KIRINCIC

12/10/2009: SECURITIES AND EXCHANGE COMMISSION Washington, D C. SECURITIES EXCHANGE ACT OF 1934 Rel. No. 61135 / December 10, 2009 Admin. Proc, File No. 3-13422 Office of General Counsel In the Matter of the Application of KIRLIN SECURITIES, INC. ANTHONY KIRINCIC and ANDREW ISRAEL c/o Isaac M. Zucker Law Offices of Isaac M. Zucker, PLLC 600 Old Country Road, Suite. 321 Garden City, NY 11530 For Review of Disciplinary Action Taken by FINRA OPINION OF THE COMMISSION REGISTERED SECURITIES ASSOCIATION - REVIEW OF

Reference EAF0400300001finra.orgdata-portal.finra.org

11/28/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. KIRLIN SECURITIES, INC. (CRD No. 21210), ANTHONY J. KIRINCIC (CRD No. 1499511), DAVID O. LINDNER (CRD No. 1305774), ANDREW J. ISRAEL (CRD No. 41980476), Respondents. Disciplinary Proceeding No. EAF0400300001 Extended Hearing Panel Decision Hearing Officer - SNB November 28, 2007 Respondent Kirincic engaged in market manipulation, in violation of Section 10(b) of the Securities Exchange Act of 1934,

02/25/2009: BEFORE THE NATIONAL ADJUDICATORY COUNCIL FINANCIAL INDUSTRY REGULATORY AUTHORITY In the Matter of Department of Enforcement, Complainant, vs. Kirlin'Securities, Inc. Syosset, NY, and Anthony J. Kirincic Dix Hills, NY, and David 0. Lindner Bellmore, NY, and Andrew J. Israel Rockaway Park, NY, Respondents. DECISION Complaint No. EAF0400300001 February 25, 2009 Respondents Kirlin Securities, Inc., Kirincic, and Israel engaged in market manipulation; respondent Krincic falsified customer signatures; and

12/01/2005: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, COMPLAINANT, v. KIRLIN SECURITIES, INCORPORATED. BD No. 21210; ANTHONY J. KIRINCIC Registered Securities Principal CRD No. 1499511; Registered Securities Principal CRD No. ANDREW J. ISRAEL Registered Securities Principal CRD No. 1980476 RESPONDENTS. DISCIPLINARY PROCEEDING No. EAF0400300001 HEARING OFFICER: SNB AMENDED COMPLAINT Upon information and belief, the Department of Enforcement ("the Department") alleges the following: Summary 1. From

Reference EAF0400300001data-portal.finra.orgdata-portal.finra.orgfinra.orgdata-portal.finra.org