JERRITT C. SIMMERS

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/22/2005: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JERRITT C. SIMMERS (CRD No. 4590866), Respondent. Disciplinary Proceeding No. C10050033 Hearing Officer—Andrew H. Perkins DEFAULT DECISION August 22, 2005 The Respondent willfully failed to disclose his criminal record on two Forms U-4, in violation of NASD Conduct Rule 2110 and IM-1000-1. The Respondent is barred from association with any member of NASD in
Reference C10050033finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	4590866

Other names1

Also known as1

JERRITT CLARK SIMMERS

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