TROY MACKEY

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/30/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014040914601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Troy Mackey (CRD No. 4466980) Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Troy Mackey, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2014040914601data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4466980

Other names1

Also known as1

TROY WILLIAM MACKEY

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