WILLIAM B. COOLIDGE

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/06/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012032916701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: William B, Coolidge, Respondent General Securities Representative [CRD No. 1636957] Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, William B. Coolidge, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the
Reference 2012032916701finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	1636957

Other names1

Also known as1

WILLIAM BRADFORD COOLIDGE

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