CHERYL D. JIMERSON

Regulator action

United States. Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/04/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. CHERYL D. JIMERSON (CRD No. 1379935), Respondent. Disciplinary Proceeding No. E102004089201 DEFAULT DECISION Hearing Officer -SW Date: February 4, 2008 Respondent was barred from associating with any FINRA member firm in any capacity for: (i) engaging in seven unauthorized trades in two customer accounts, in violation of NASD Conduct Rule 2110; (ii) recommending and executing unsuitable excessive
Reference E102004089201data-portal.finra.org finra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/23/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. CHERYL JIMERSON (CRD No. 1379935), Respondent. Disciplinary Proceeding No. E102004089201 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. Respondent Cheryl Jimerson effected unauthorized transactions in the accounts of two unrelated customers, GS and JV. Jimerson also engaged in a pattern of unsuitable excessive trading and unsuitable short term trading of mutual funds in one of
Reference E102004089201data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1379935

Other names2

Also known as2

CHERYL DIANE JIMERSONCHERYL JIMERSON

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