DANIEL MARKEL

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/23/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013035075601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Markel Newton (f/k/a DT Securities, Ltd.), Respondent CRD No. 131662 Daniel Markel, Respondent CRD No. 4001466 Pursuant to FINRA Rule 9216 of FINRA 's Code of Procedure, Respondents Markel Newton (f/k/a Di Securities, Ltd.) ("DT Securities") and Daniel Markel ("Markel") (collectively,
Reference 2013035075601finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	4001466

Other names1

Also known as1

DANIEL ROBERT MARKEL

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