STEPHEN C. LANGHOFER

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/01/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20080116126-01 To: Department of Enforcement Financial Industry Regulatory Authority Re: Stephen C. Langhofer General Securities Principal CRD No. 302086 Pursuant to NASD Rule 9216 of FINRA Code of Procedure, I, Stephen C. Langhofer (Langhofer), submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on
Reference 2008011612601data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	302086

Other names1

Also known as1

STEPHEN CHARLES LANGHOFER

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