MOHAMMED ANAYET KARIM

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/11/2026: In April 2026, Karim refused to appear for on-the-record testimony requested by FINRA pursuant to FINRA Rule 8210. As a result, Karim violated FINRA Rule 8210 and 2010 and is barred from associating with any FINRA member in all capacities...
Reference 2025087042501data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4419277

Other names1

Also known as1

Mohammed A. Karim

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