Nex Systems
Person

Sam Peter Paolini

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/13/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017055696501 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Sam Peter Paolini, Respondent Former Registered Representative CRD No. 6087086 Pursuant to FINRA Rule 9216 of FINRA’s Cod of Procedure, I submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing

    Reference 2017055696501finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number6087086

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