DAVID SCOTT ZULLIN

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/08/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012031249101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: David S. Zullin, Respondent General Securities Representative CRD No. 2910623 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violation
Reference 2012031249101finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	2910623

Other names1

Also known as1

David S. Zullin

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