Michael Paul Lessard Jr.

Regulator action

United States. Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/09/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018058520801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Michael Paul Lessard, Jr., Respondent Investment Company and Variable Contracts Products Representative CRD No. 5968857 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the
Reference 2018058520801data-portal.finra.org finra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/14/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014042703401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Michael P. Lessard, Jr., Respondent Investment Company and Variable Contracts Products Representative [CRD No. 5968857] Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Michael P. Lessard, Jr., submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of
Reference 2014042703401data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5968857

Other names2

Also known as2

MICHAEL PAUL LESSARD, JR.Michael P. Lessard Jr.

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