EYMEN ERRAIS
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/06/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Eymen Errais, CRD No. 4984797, Respondent. Disciplinary Proceeding No. 2010023849201 Hearing Officer: LBB ORDER ACCEPTING OFFER OF SETTLEMENT Date: July 6, 2012 INTRODUCTION Disciplinary Proceeding No. 2010023849201 was filed on December 5, 2011, by the Department of Enforcement of the Financial Industry Regulatory
Reference 2010023849201finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4984797 |
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