Person

EYMEN ERRAIS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/06/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Eymen Errais, CRD No. 4984797, Respondent. Disciplinary Proceeding No. 2010023849201 Hearing Officer: LBB ORDER ACCEPTING OFFER OF SETTLEMENT Date: July 6, 2012 INTRODUCTION Disciplinary Proceeding No. 2010023849201 was filed on December 5, 2011, by the Department of Enforcement of the Financial Industry Regulatory

    Reference 2010023849201finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number4984797

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