JERRY IRVIN CHANCY

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/11/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014043629801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jerry lrvin Chancy, Respondent General Securities Principal CRD No. 1787712 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Jerry Irvin Chancy ("Chancy") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2014043629801data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1787712

Other names1

Also known as1

Jerry lrvin Chancy

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