CLIFFORD L. WEAVER

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/19/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007011240801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Clifford L. Weaver, Respondent Limited Principal - Investment Company and Variable Contracts Products CRD No. 2590623 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a
Reference 2007011240801data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2590623

Other names1

Also known as1

CLIFFORD LEE WEAVER

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