Nex Systems
Person

ALEXIS LESKO

Financial crime

United States. Named in 2 sanctions listings.

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Sanctions and listings2

  • Effective
    1 Sep 2011

    Prohibition/Removal Orders

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    Prohibition

    Reference AA-EC-11-74apps.occ.gov

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/04/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008013983601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Alexis Lesko, Respondent Investment Company and Variable Contracts Products Representative CRD No. 4731218 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

    Reference 2008013983601data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4731218

Other names1

Also known as1

Lesko, Alexis A.

Addresses1

  • Sioux Falls, SD

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