Nex Systems
Person

MARK ISLAS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/22/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. MARK ISLAS (CRD No. 1953?82), and MAYRA J. ANGULO (CRD No. 2221337), Respondents. Disciplinary Proceeding No.2007011159501 Hearing Officer-Andrew H. Perkins DEFAULT DECISION September 22, 2009 The Respondents were barred for violating Conduct Rule 2110 and Procedural Rule 8210 by failing to

    Reference 2007011159501data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1953882

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