Person

FRED LEANDER WHITE JR.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/27/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015046720901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Fred Leander White, Jr., Respondent Former Registered Representative CRD No. 1243418 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent (''AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submit

    Reference 2015046720901data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1243418

Other names1

Also known as1

FRED LEANDER WHITE, JR

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