CHUCK RICHARD HAYWORTH
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/26/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007010709901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Chuck Richard Hayworth, Respondent Former Investment Company and Variable Contract Products Representative CRD Mo. 2759746 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Chuck Richard Hayworth, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged
Reference 2007010709901data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2759746 |
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