Nex Systems
Person

Francis Cid

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/28/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021071785501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Francis Cid (Respondent) Former General Securities Representative CRD No. 2897738 Pursuant to FINRA Rule 9216, Respondent Francis Cid submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2021071785501finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number2897738

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