Nex Systems
Person

Jordan Palmer John

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/07/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Jordan Palmer John (CRD No. 6924720), Respondent. Disciplinary Proceeding No. 2021071672302 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. Respondent Jordan Palmer John failed to respond in any way to FINRA’s requests for information and documents made pursuant to FINRA Rule 8210. As a result, John violated FINRA Rules 8210 and 2010.

    Reference 2021071672302data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number6924720

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