Nex Systems
Person

Kyle Zachary Wittgren

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/27/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021071290001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Kyle Zachary Wittgren (Respondent) Former General Securities Representative and Uniform Securities Agent CRD No. 6221630 Pursuant to FINRA Rule 9216, Respondent Kyle Zachary Wittgren submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2021071290001data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number6221630

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