Nex Systems
Person

SUZANNE ELLEN MESERVE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/13/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014041741801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Suzanne Ellen Meserve (CRD No. 6135807), Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Suzanne Ellen Meserve ("Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing

    Reference 2014041741801data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number6135807

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