Person

Szczepan Kosmaczewski

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/25/2025: Kosmaczewski refused to appear for on-the-record testimony requested pursuant to FINRA Rule 8210, in violation of FINRA Rules 8210 and 2010...

    Reference 2023077024402data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number7192377

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