Marc Anthony Last

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/17/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Marc Anthony Last (CRD No. 6366775), Respondent. DISCIPLINARY PROCEEDING No.2016052434001 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. November 2016, while registered with NYLIFE Securities LLC ("NYLIFE" or the "Firm"), a FINRA-regulated broker-dealer,
11/01/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Marc Anthony Last CRD No. 6366775, Respondent. Disciplinary Proceeding No. 2016052434001 Hearing Officer JLC ORDER ACCEPTING OFFER OF SETTLEMENT Date: November 1, 2018 INTRODUCTION Disciplinary Proceeding No. 2016052434001 was filed on September 17, 2018, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant).
Reference 2016052434001data-portal.finra.org data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	6366775

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