Nex Systems
Person

WILLIAM HAUG PATERSON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/02/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017054701901 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: William H. Paterson, Respondent Former Registered Representative CRD No. 3132630 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, William H. Paterson (hereinafter, "Respondent”),

    Reference 2017054701901data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number3132630

Other names1

Also known as1

William H. Paterson

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