MATTHEW J. PAPA

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/06/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011029189201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Matthew J. Papa, Respondent Registered Representative 5159247 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Matthew J. Papa, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition
Reference 2011029189201finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	5159247

Other names1

Also known as1

MATTHEW JOSEPH PAPA

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.