Person

BRENDON W. MYERS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/31/2007: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006005657801 DISTRICT 9 NEW JERSEY TO: Department of Enforcement NASD RE: Brendon W. Myers, Respondent Registered Representative CRD No. 2140219 Pursuant to Rule 9216 of NASD Code of Procedure, Brendon W. Myers ("Myers") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring

    Reference 2006005657801finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number2140219

Other names1

Also known as1

BRENDON WALTER MYERS

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