Nex Systems
Person

ANGELOS STEPHEN TSIGOUNIS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/02/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014040872901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Angelos Stephen Tsigounis (CRD No. 2136978) General Securities Representative, Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Angelos Stephen Tsigounis, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2014040872901data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2136978

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