CHRISTINA M. CURLEY

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/05/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. CHRISTINA M. CURLEY (CRD No. 5494245), Respondent. Disciplinary Proceeding No. 20100225475-01 Hearing Officer-Andrew H. Perkins DEFAULT DECISION July 5, 2012 Respondent is barred from associating with any FINRA registered firm in any capacity for failing to respond to requests for information and documents, and for failing to appear and testify at an on-the-record interview, in violation of
Reference 2010022547501data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5494245

Other names1

Also known as1

CHRISTINA MARIE CURLEY

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