Nex Systems
Company

Bank of China

Financial crime

United States. Named in 9 sanctions listings.

Screen this subject

Sanctions and listings9

  • Effective
    17 Jan 2002

    Civil Money Penalty (CMP); Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    C&D and CMP

    apps.occ.gov

  • Effective
    23 Oct 2003

    Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    C&D

    Reference AA-NE-2005-79apps.occ.gov

  • Effective
    24 Apr 2018

    Civil Money Penalty (CMP)

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    CMP

    OFAC Compliance Issue

    SAR/CTR Monitoring/Filing Issue

    BSA Officer

    BSA/AML

    BSA Violation Cited

    BSA Internal Controls

    Customer/Enhanced Due Diligence (CDD/EDD)

    BSA Training

    BSA Program Violation / 12 CFR 21.21

    BSA Independent Testing/Audit

    BSA SAR Violation / 12 CFR 21.11 or 163.180

    Reference AA-EC-2018-19apps.occ.gov

  • Effective
    16 Dec 2015

    Formal Agreement

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    FA

    OFAC Compliance Issue

    SAR/CTR Monitoring/Filing Issue

    BSA/AML

    BSA Violation Cited

    BSA Internal Controls

    Customer/Enhanced Due Diligence (CDD/EDD)

    BSA Independent Testing/Audit

    BSA Risk Assessment

    BSA Pillar Violation / 12 CFR 21.21(d)

    Reference AA-EC-2015-85apps.occ.gov

  • Effective
    17 Jan 2002

    Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    C&D

    apps.occ.gov

  • Effective
    23 Oct 2003

    Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    C&D

    Reference AA-NE-2005-79apps.occ.gov

  • Effective
    7 Sep 2005

    Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    C&D

    Reference AA-NE-2005-79apps.occ.gov

  • Effective
    24 Apr 2018

    Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    C&D

    OFAC Compliance Issue

    SAR/CTR Monitoring/Filing Issue

    BSA Officer

    BSA/AML

    BSA Violation Cited

    BSA Internal Controls

    BSA SAR Violation / 12 CFR 21.11 or 163.180

    Customer/Enhanced Due Diligence (CDD/EDD)

    BSA Training

    BSA Program Violation / 12 CFR 21.21

    BSA Independent Testing/Audit

    BSA Risk Assessment

    Reference AA-EC-2018-18apps.occ.gov

  • Effective
    7 Sep 2005

    Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    C&D

    Reference AA-NE-2005-79apps.occ.gov

Identifiers2

IdentifierNumber
Registration number80091
Registration number80028

Addresses1

  • New York, NY

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