ROBERT W KRUSEC

07/01/2005: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant vs. ROBERT W. KRUSEC Associated Person (CRD No. 4633666) Respondent Disciplinary Proceeding No. C8A050061 Hearing Officer: COMPLAINT Upon information and belief, Complainant alleges as follows: 1. Between in or about May 2002 and in or about June 2004, Robert Krusec ("Krusec") was associated with Dresner Investment Services, Inc. ("Member"), a member of NASD. In or about August 2004, the Member filed a Uniform Termination Notice for

12/20/2005: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. ROBERT W. KRUSEC (CRD No. 4633666), Respondent. Disciplinary Proceeding No. C8A050061 Hearing Officer - DRP DEFAULT DECISION December 20, 2005 Respondent is barred from associating with any NASD member firm in any capacity for converting funds, in violation of NASD Conduct Rule 2110, and for failing to respond to a NASD staff request for testimony, in violation of NASD Procedural Rule 8210 and NASD Conduct Rule 2110. Appearances

Reference C8A050061data-portal.finra.orgdata-portal.finra.orgfinra.org