WESLEY A. SNYDER

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/02/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007011122201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Wesley A. Snyder, Respondent Limited Principal - Investment Company and Variable Contracts Products CRD No. 1628640 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2007011122201data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1628640

Other names1

Also known as1

WESLEY ALVIN SNYDER

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