John Anthony Vedovino

07/05/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JOHN ANTHONY VEDOVINO (CRD No. 6113995), Respondent. Disciplinary Proceeding No. 2015048362402 Hearing Officer-MC HEARING PANEL DECISION July 5, 2008 Respondent is barred from associating with any FINRA member in any capacity for converting funds and failing to provide testimony and documents. Appearances For the Complainant: John R. Baraniak, Jr.

11/07/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. John Anthony Vedovino (CRD No. 6113995), Respondent. DISCIPLINARY PROCEEDING No. 2015048362402 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. During the period from December 2014

05/15/2019: BEFORE THE NATIONAL ADJUDICATORY COUNCIL FINANCIAL INDUSTRY REGULATORY AUTHORITY In the Matter of Department of Enforcement, Complainant, vs. John Anthony Vedovino Pompton Plains, New Jersey, Respondent. DECISION Complaint No. 2015048362402 Dated: May 15, 2019 Registered representative converted funds and failed to provide to FINRA documents and testimony. Held, findings and sanctions affirmed.

Reference 2015048362402data-portal.finra.orgdata-portal.finra.orgdata-portal.finra.orgfinra.org