Nex Systems
Person

Jian Heng Wu

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/07/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016050091703 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Jian Heng Wu, Respondent CRD No. 6422242 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Jian Heng Wu (“Respondent”) submits this Letter of Acceptance, Waiver and Consent

    Reference 2016050091703data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number6422242

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