SHON C. PREJEAN

Regulator action

United States. Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/23/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement Complainant, v. Shon C. Prejean General Securities Principal and Representative CRD No. 2768150 Respondent. Disciplinary Proceeding No, 2007007659502 Hearing Officer SNB Date: March 23, 2009 ORDER ACCEPTING OFFER OF SETTLEMENT INTRODUCTION Disciplinary Proceeding No. 2007007659502 was filed on December 22, 2008
Reference 2007007659502data-portal.finra.org finra.org
Effective
3 Aug 2011
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Section 19 Letters
Programme US-FED-ENFfederalreserve.gov federalreserve.gov

Identifiers1

Identifier	Number
ID number	2768150

Supporting documents1

Untitled document
https://www.federalreserve.gov/boarddocs/legaldevelopments/ordersother/section19/2011/20110803.pdf

Other names2

Also known as2

Shon PrejeanSHON CHARLES PREJEAN

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