LEGARE M. JOHNSON

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/21/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARTNG OFFICERS DEPARTMENT OF ENFORCEMENT, Compliant, v. LEGARE M. JOHNSON (CRD No. 1480395), Respondent Disciplinary Proceeding No. 2006007502601 Hearing Officer LBB DEFAULT DECISION August 21, 2008 Respondent is barred for failure to provide requested information, in violation of Procedural Rule 8210 and Conduct Rule 2110.
Reference 2006007502601data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1480395

Other names1

Also known as1

LEGARE MINOTT JOHNSON

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