JOSHUA KOHN
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/08/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant v. Joshua Kohn, Registered Representative (CRD No. 2419594) Respondent. Disciplinary Proceeding 20009020974501 Hearing Officer AHP Order Accepting Offer of Settlement Date: September 8,2010 INTRODUCTION Disciplinary Proceeding Number 2009020974501 was filed on May 27,2010, by the Department
Reference 2009020974501data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2419594 |
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