ALEX LUBETSKY
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/12/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF MARKET REGULATION, Complainant, v. ALEX LUBETSKY (CRD No. 5869838), Respondent. Expedited Proceeding No. FPI 140011 STAR No. 20110297130-02 Hearing Officer-DRS HEARING PANEL DECISION March 12, 2015 Respondent is suspended from associating with any FINRA member firm in any capacity for refusing to provide testimony at an on-the-record interview pursuant to FINRA Rule 8210. The suspension will automatically
Reference 2011029713002finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5869838 |
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