Nex Systems
Person

TODD EVANS HEMPHILL

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/15/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011026133501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Todd Evans Hemphill, Respondent General Securities Representative CRD No. 2499214 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Todd Evans Hemphill submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2011026133501data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2499214

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