Nex Systems
Person

BRUCE MICHAEL WEINSTEIN

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/29/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20140438633-01 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Bruce Michael Weinstein, Respondent General Securities Representative CRD No. 1573055 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the

    Reference 2014043863301data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1573055

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.