Nex Systems
Person

GORDON ROBERT MOORE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/14/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NOs. 2007009843401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Gordon Robert Moore, Respondent CRD No. 4372211 Pursuant to Rule 9216 of FINRA Code of Procedure, Respondent, Gordon Robert Moore (Moore) submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition

    Reference 2007009843401finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number4372211

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